OPRR REPORTS - January 11, 1994

January 11, 1994

Subject: Internal Distribution of Your Animal Welfare Assurance

Dear Colleague:

This letter is being forwarded to Institutional Officials and Institutional Animal Care and Use Committee (IACUC) Chairs throughout the country. Its purpose is to convey a recommendation to all institutions conducting animal-related activities supported by the U.S. Public Health Service (PHS).

The Animal Welfare Assurance (Assurance) represents a legally binding institutional commitment to the PHS, necessary for eligibility to receive PHS support. Because of its fundamental importance to that relationship, and because it outlines the mechanisms for implementation of the PHS Policy on Humane Care and Use of Laboratory Animals (Policy) at the institution, the Office for Protection from Research Risks (OPRR) believes that the core contents of the Assurance should be generally known by all interested parties at the institution. Although IACUC members usually have some knowledge of the document, OPRR has encountered situations where individual members had not actually seen it. More frequently, many investigators and their staffs have expressed a complete lack of awareness of the document.

When assessing compliance with the PHS Policy by awardee institutions, e.g., during site visits, one of the principal standards against which institutional performance is measured is the extent to which the Assurance is adequate and accurate. In other words, does the Assurance conform with the basic requirements of the PHS Policy and is it an accurate description of the actual practices at the institution? These same questions should always be addressed by the IACUC during the semiannual review of programs and facilities. Major discrepancies between described and actual practices have been the basis for a number of adverse findings and actions by OPRR.

Therefore, OPRR recommends that institutions make the core contents of their Assurance widely available within the institution for information purposes and as an educational tool, not only for IACUC members, but also for animal care staff, investigators, administrators, and other interested parties.

Thank you for your attention to this important matter. Please contact the professional staff of the Division of Animal Welfare, OPRR (301/496-7163), if you have any questions concerning this or any other PHS Policy matter.


Gary B. Ellis, Ph.D.
Director, Office for Protection from Research Risks

Nelson L. Garnett, D.V.M.
Director, Division of Animal Welfare, OPRR

Director, Office of Laboratory Animal Welfare
Office of Extramural Research,
Office of the Director, National Institutes of Health
RKL 1, Suite 360
6705 Rockledge Dr.
Bethesda, MD 20892-7982
(For express or hand-delivered mail use zip code 20817)
Telephone (301) 496-7163

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